Sealing/Releasing Records
0500-501.60 | Revision Date: 8/17/2023

Overview

This policy guide outlines the procedures associated with sealing department records for individuals 18 years of age or older and how to handle sealed delinquency records.

Table of Contents

Version Summary

This policy guide was updated from the 07/01/14 version to address WIC 781, which deems sealed Juvenile offenses to never have occurred and therefore, should not be included in court reports.

POLICY

Notification to Seal or Release Juvenile Court Records

Any youth who is the subject of a petition that has been filed in juvenile court to adjudge the minor a dependent child, or a ward of the court, shall be given written notice upon disposition of the petition, or the termination of jurisdiction of the juvenile court, of all of the following, per Welfare and Institutions Code Section 826.6:

  • The statutory right of any person who has been the subject of juvenile court proceedings to petition for sealing of the case records.
  • The statutory provisions regarding the destruction of juvenile court records and records of juvenile court proceedings retained by state or local agencies.
  • The statutory right of any person who has been the subject of juvenile court proceedings to have their juvenile court record released to them in lieu of its destruction.

The CSW will utilize the DCFS 5559, Notice of Statutory Rights Pursuant To Welfare and Institutions Code Section 826.6, to meet this requirement.

Sealing Dependency Records

Individuals may petition the juvenile court to have their juvenile records permanently sealed per WIC 389 after one of the following occurs:

  • Five (5) years or more after the jurisdiction of the Juvenile Court was terminated.
  • At any time after the individual turns 18 years old.

If a youth requests assistance in having their records sealed, they shall be referred to his or her attorney of record for Juvenile Court.  If the case is closed, the youth shall be referred to the Clerk’s Office at Children’s Court.

Upon a showing of good cause, the court will order to be sealed all records, papers and exhibits in the person’s case which are in the custody of the juvenile court, including:

  • The juvenile court record
  • Minute orders
  • Entries on dockets
  • DCFS records

Following approval of an individual’s petition to seal their past records, the court will forward a copy of the order to Juvenile Court Services, who will follow identified procedures.

It is not the responsibility of Juvenile Court Services to separate the sealed records of one sibling from a case record or to redact case records for release.

Upon receipt of the Petition to Seal Juvenile Records and the Court Order, the COA will follow established procedures from Business Information Services (BIS), seal the records on CWS/CMS, and notify the Clerical Administrator that the case is sealed on CWS/CMS.

  • Once CWS/CMS is sealed, the identified youth’s name and case information will not be accessible on CWS/CMS without sealed record access privilege.

If there is an open case on the petitioner’s sibling(s), the CSW shall continue to provide services for the sibling(s).

Once a case has been sealed by court order, the fact that there is/was a DCFS case cannot be disclosed to any individual or agency, including the fact that the records have been sealed, and the proceedings in such cases shall be deemed never to have occurred.

Sealed Delinquency Records for Juvenile Offenses

Per WIC 781, if the juvenile court orders a person’s juvenile offense record to be sealed, all records, including records of arrest, juvenile court records, minute book entries, entries on dockets and any other records relating to the case shall be sealed and the proceedings in the case shall be deemed never to have occurred.  As such, these juvenile offenses and all records related to the case, if sealed, should not be included in DCFS court reports.

PROCEDURE

Notifying Youth about Sealing and Releasing of Dependency Court Records

CSW Responsibilities

  1. Upon receipt of the minute order terminating child welfare services or dismissing the petition, complete a DCFS 5559 for each child and send it by first-class mail to each child. Retain a copy in the case file.
  2. Document in the Contact Notebook the date the DCFS 5559 was mailed to the child.  Enter the following notation “The DCFS 5559, Notice of Statutory Rights Pursuant to Welfare and Institutions Code Section 826.6, was sent by first-class mail to the child on (enter the date mailed)".

Juvenile Court Services Receives Approved Petition for Sealing a Dependency Case Record

JCS Designated Clerical Staff Responsibilities

  1. Upon receipt of a copy of an individual’s petition to seal their past records, Juvenile Court Services clerical staff will search CWS/CMS and CalSAWS to determine if the case is open, closed or closed to the individual who has a sibling(s) with an open DCFS case.
    • If open, forward the petition to the case carrying regional office (RA, ARA, Clerical Administrator, SCSW and CSW) to complete.
    • If the case is closed for the individual, but has a sibling(s) with an open DCFS case, forward the petition to the case carrying regional office of the sibling(s) to complete.
    • If the case is closed, Juvenile Court Services clerical staff will obtain the case from storage.
  2. When sealing a DCFS case record, write in red, “Sealed by Court Order on (insert date of order) as to (insert child's name) on the front of the master case folder, as well as on the front of every folder in the case.
    • If there is more than one youth in the case, notate the pertinent youth’s name and birthdate  in red and indicate sealed only to that youth.
  3. File a copy of the Petition to Seal Juvenile Records court order in the master case folder, on the left side.
  4. Ask the Juvenile Court Services Clerical Administrator to instruct the COA to seal the case records on CWS/CMS.
  5. Forward copies of the Petition to Seal Juvenile Records and the Court Order to BIS by opening a ticket, requesting that they seal the electronic records for the identified youth. Request confirmation that the electronic files have been sealed.
  6. Complete a SAAMS request to seal records on CalSAWS.  Include copies of the Petition to Seal Juvenile Records and the Court Order.  Request confirmation that the electronic files have been sealed.
  7. Upon confirmation from BIS and SAAMS that the petitioner’s records have been sealed, return the case file to   storage, and send a memo to the Superior Court Clerk’s office confirming that the records have been sealed.

Individual or Agency Requests for Records of an Individual whose Dependency Records have been Sealed

Case-Carrying CSW Responsibilities

  1. Search both CWS/CMS and CalSAWS.  If the records have been sealed there should be no record on CWS/CMS or CalSAWS.
  2. Notify the inquiring party by telephone and/or mail that a search of DCFS records indicates that no record of the individual was found.

Individual or Agency Request for the Sibling Dependency Record(s) of an Individual whose Dependency Records have been Sealed

Case-Carrying CSW Responsibilities

  1. Review the request to determine if the requesting party is entitled to access the information pursuant to an exception. 
  2. If the release of the requested records is appropriate, review the requested records and redact all references to and all information regarding the individual whose records have been sealed.  If you have any concerns/questions, consult with County office.
  3. Follow the guidelines provided in Release of Confidential DCFS Case Record Information for final preparation of the documents for release.

Regional Office Receives Approved Petition for Sealing Dependency Case Records

Case-Carrying CSW Responsibilities

  1. Assemble the entire case and prepare it for sealing

    • If you have concerns regarding child safety or their well-being as a result of sealing the records, consult with your trial county counsel on the case.
  2. If part of sibling group, arrange the case to Model Case Format.
    • Once a youth’s case has been sealed, the CSW should consult with trial County Counsel to determine what information if any, can be shared/included in court reports in instances of necessity due to the child safety concerns of the sibling.
  •  

Designated Clerical Staff Responsibilities

  1. When sealing a DCFS case record, write in red, “Sealed by Court Order on (insert date of order) as to (insert child’s name), on the front of the master case folder, as well as on the front of every folder in the case.
    • If there is more than one youth in the case, notate the pertinent youth’s name and birthdate in red and indicate sealed only to that youth.
  2. File a copy of the Petition to Seal Juvenile Records court order in the master case folder, on the left side.
  3. Ask the office COA to seal the case records on CWS/CMS.
  4. Complete a SAAMS request to seal records on CalSAWS.  Include copies of the Petition to Seal Juvenile Records and the Court Order.  Request confirmation that the electronic files have been sealed.
  5. Forward copies of the Petition to Seal Juvenile Records and the Court Order to BIS by submitting a ticket, requesting that they seal the electronic records for the identified youth.  Request confirmation that the electronic files have been sealed.
  6. Upon confirmation from BIS and SAAMS that the petitioner’s records have been sealed, return the case file to case carrying CSW, and send a memo to the Juvenile Court Services, confirming that the records have been sealed.

Writing a DCFS Court Report for a Youth Whose Delinquency Records Have Been Sealed

Case-Carrying CSW Responsibilities

  1. Do not include any information regarding the juvenile offense or attach any delinquency case records in the court report.
  2. Consult with your SCSW to address any concerns with excluding this information from the court report.
APPROVALS
None
HELPFUL LINKS

Forms

DCFS 5559, Notice of Statutory Rights Pursuant to Welfare and Institutions Code Section 826.6

REFERENCED POLICY GUIDES

0500-501.20, Release of Confidential DCFS Case Record Information

1200-500.90, Model Case Format (MCF)

STATUTES AND OTHER MANDATES

Welfare and Institutions Code (WIC) 389 and 781 – Allows an individual age 18 years of age or older to petition the juvenile court to have his or her juvenile records permanently sealed. Upon a showing of good cause, the court will order sealed all records, papers and exhibits in the person’s case which are in the custody of the juvenile court, including the juvenile court record, minute orders, entries on dockets, and DCFS records. Thereafter, the proceedings in such cases shall be deemed never to have occurred.

WIC Section 826 – States the conditions under which juvenile court records shall be destroyed.

WIC Section 826.6 – Determines the content of notices given to minors or wards of the court upon disposition of the petition or termination of jurisdiction in juvenile court.

WIC Section 827 – States who may inspect the case file and to whom access to juvenile case files shall be limited.