Rate Change Request for Regional Center Alternative Residential Model (ARM) Rates and Dual Agency Rates
E060-0570 | Issued Date: 9/11/2024

Overview

This policy provides guidance to Eligibility Workers (EWs) on how to process requests for Regional Center and Dual Agency rates for families receiving Aid to Families with Dependent Children-Foster Care (AFDC-FC), Kinship Guardianship Assistance Payment (Kin-GAP) Program, Approved Relative Caregiver (ARC) or Adoption Assistance Program (AAP) benefits.

Table of Contents

Version Summary

This policy guide was updated from the 08/13/12 version, to provide updates as to how EWs are to process requests received from regional offices for families who qualify for Regional Center and Dual Agency foster care rates, and to align with the implementation of the California Statewide Automated Welfare System (CalSAWS) to complete the functions of Eligibility Workers (EWs).

POLICY

California Regional Centers are nonprofit private corporations that contract with the State Department of Developmental Services to provide or coordinate services and supports for individuals with developmental disabilities.  Welfare and Institution Code Section (WIC) 4512(a), defines a developmental disability as a disability that originates before an individual attains age eighteen (18) years, continues, or can be expected to continue, indefinitely, and constitutes a substantial disability for that individual.  This shall include intellectual disability, cerebral palsy, epilepsy, and autism.  It also includes disabling conditions found to be closely related to intellectual disability or to require treatment similar to that required for individuals with intellectual disability, but shall not include other handicapping conditions that are solely physical in nature.

California Regional Centers also provide services through the Early Start Intervention Program. Infants and toddlers from birth to thirty-six (36) months may be eligible for these early intervention services, if through documented evaluation and assessment, they meet one (1) of the following criteria: 

  • A developmental delay in either cognitive, communication, social or emotional, adaptive.
  • A physical and motor development including vision and hearing.
  • An established risk conditions of known etiology, with a high probability of resulting in delayed development.

Regional Center Rates for Foster Care (Dual Agency Rates - P1 and P2)

Children who are California Regional Center clients, receiving Aid to Families with Dependent Children- Foster Care (AFDC-FC), Approved Relative Caregiver (ARC), Kinship Guardianship Assistance Payment (Kin-GAP), or Adoption Assistance Program (AAP) benefits, and residing in one (1) of the eligible placements listed below, are eligible to obtain a dual agency rate, per WIC Sections 11464 and 16121.

If the child has co-occurring special health care needs or mental health needs that may warrant additional caregiver training, the Dual Agency Rate and the Supplement shall be paid independently and without delay pending the caregiver’s fulfillment of any additional training recommendations.
Eligible placements are, as follows:

  • Prospective and Post-adoptive homes
  • Approved Resource Family Home (RFH)
  • Foster Family Agencies (FFA) Resource Families (RF) (effective April 9, 2024)
  • Relative and nonrelative extended family member (NREFM)
  • Kin-GAP caregivers caring for DCFS Regional Center children (effective July 1, 2009)
  • Legal Guardians (LGs) (dependency and probate; related and non-related)
  • Licensed foster family home (FFH) not vendored by Regional Center
  • ARC funded Court Authorized Placement of a child with a relative if the relative has been denied approval as a resource family, effective January 1st, 2022.
  • ARC funded Approved Relative Home, effective July 1, 2017.

Dual agency rates are not applicable to, Supervised Independent Living Program (SILP), group homes/Short-Term Residential Therapeutic Program (STRTP), or community care facilities vendored by a Regional Center.

The dual agency rates are:

  • Monthly dual agency flat rate (P1) - For children under the age of three (3) with a developmental delay receiving Regional Center Early Start Intervention Services.
  • Monthly dual agency flat rate (P2) - For children of any age with a lifetime developmental disability (e.g., Downs Syndrome, Autism, Cerebral Palsy, Epilepsy, an intellectual disability or medically documented syndrome or disease that will require supports similar to a child with an intellectual disability, etc.), who are eligible to receive Regional Center services under the Lanterman Act. (This includes provisional eligibility for three to four (3 to 4) year olds.)

Dual agency rate eligibility is based on the Regional Center (RC) eligibility, regardless of whether the RC services are provided or not.

A Regional Center eligibility letter for services issued by a Regional Center is sufficient to establish eligibility for P1 and P2 dual agency rate; however, other documentation such as the Individualized Family Service Plan (IFSP) may be used for P1 rate.

  • The effective date of the Dual Agency rate is the RC eligibility date, placement start date, RFA approval date, or ARC 1 signed date for Approved Relative Caregivers (whichever is latest).

Supplemental Rate

A caregiver may receive a Supplemental Rate in addition to a P2 rate for children ages three (3) and older.  The actual rate (i.e., $250, $500, $750, or $1000/month) is dependent on the child’s level of functioning.  The Supplemental Rate assessment is not optional; each child who is a Regional Center client over age three (3) must be assessed.

In order to initiate the Supplemental Rate, the assigned Children Social Worker (CSW) must complete the following forms:

  • SOC 837, Supplement to the Rate Questionnaire (complete first)
    • The SOC 837 is to be reviewed and signed by the Regional Center service coordinator or the CSW, per All County Letter (ACL) 17-67, if the CSW does not receive any information from the RC within ten (10) working days, the county shall continue to process the request using other available information.
    • The Harbor and Lanterman Regional Centers do not sign the SOC 837.
  • SOC 836, Supplement to the Rate Eligibility form (complete based on the answers entered in SOC 837 form)

Dual Agency Rates for Foster Family Agencies (FFA) Resource Family (RF)

For children/NMDs placed with a FFA RF home, eligibility for the dual agency rate is based on a child’s/NMD’s status as a recipient of AFDC-FC while being a Regional Center or California Early Intervention Services Act (CEISA) consumer. Eligibility is not impacted by the child’s/NMD’s placement in a FFA or non-FFA home. Accordingly, the ACL 24-04 clarifies that dual agency children/NMDs placed with a FFA RF home are eligible for the higher of the rates:

  1. The dual agency rate and the supplement to the dual agency rate (if appropriate)
  1. The level of care (LOC) rate plus any applicable county Specialized Care Increment (SCI).
    • Please note, the SCI can only be applied to an LOC rate structure and cannot be applied to the dual agency rate structure.

The California Regional Center (CRC) is responsible for purchasing or securing services in the Individualized Family Service Plan (IFSP) or Individual Program Plan (IPP) for a child/NMD placed in a FFA RF home, the appropriate FFA administrative rate for the FFA is the equivalent to the administrative rate for the basic foster care rate.

The dual agency rates are not available to, group homes, and STRTP, and do not apply to Community Care Facilities (CCF) vendorized by a Regional Center (i.e. those that have entered a contract with the Regional Center to provide services to clients).   For Regional Center vendorized homes, the AFDC-FC rate paid is based on the facility ARM rate established by the Department of Developmental Services.  See Procedural Guide 0100-510.35, Special Placements, for more information on placing a child in a Regional Center vendorized home. 

  • If a dual agency foster child receives Social Security Income/State Supplementary Payment (SSI/SSP) benefit and resides in a vendorized FFA receiving ARM rate or residential care facility, they may receive the Personal and Incidental (P & I) Allowance if eligible. Likewise, an adopted child who is also a Regional Center consumer and receives a SSI/SSP and AAP benefits concurrently while living with their adoptive parents, may receive the value of a P & I Allowance because the AAP benefits are based on the amount that would have been paid had the child remained in foster care. The P & I Allowance is not included in a residential care facility’s basic rate. (ACL No. 03-60). Effective July 1, 2009, a Kin-GAP child is eligible for dual agency rates, pursuant to SB 84, which would include the P & I if the Kin-GAP child was federally eligible and in receipt of SSI/SSP.
  • The Regional Center (RC) rate letter head or other RC document indicating the daily or monthly payment rate for an RC vendored CCF is needed to verify the rate being paid.
  • The RC rate includes specialized services such as behavioral aid, however, occasionally a consumer requires specialized services beyond what is provided for in the rate and additional hours may be required. If it is agreed between DCFS, RC and facility (planning team) that the facility rate is not sufficient there is need to document the rationale for the additional hours.
    • The RC placement must provide a separate rate letter, outlining the requested service in detail, a complete schedule, including all dates: school and non-school, school breaks and holidays, specifying the amount of hours requested and the cost per hour. The letter is then submitted to the CSW who must complete a DCFS 4213 request form for approval.  
      • If Approved, PRU EW will submit it to the Special Payment Unit for processing.

WIC 11464 also mandates that DCFS inform all recipients of AFDC-FC, AAP benefits and any prospective and new foster/adoptive parents of:

  1. The new rates established for the care and supervision of children served by dual agencies.
  2. That the law authorizes a supplemental rate of $250, $500, $750 or $1,000.00/month for children who require extraordinary care and supervision, along with the P2 rate for children three and older.
  3. That foster care providers receiving an AFDC-FC rate for a dual agency child where the rate was set prior to July 1, 2007, and that rate is higher than the P2 rate (and the supplement to the rate, if applicable); the higher rate will remain in effect until a change in placement warrants a redetermination of the rate or the child is no longer AFDC-FC eligible; more rate information is found in the ACL 08-17.
    • Effective date shall be retroactive back to July 1, 2007 if child was made eligible for Regional Center Services prior to or on that date. If child was made eligible after July 1, 2007, the effective date shall be the effective date of child’s eligibility for Regional Center services.
      • CSWs must ensure that the child has been in the same placement for the months retroactive payments are being requested.

Frequently asked questions regarding Dual Agency Rates are available for any clarification in the ACL 10-16.

Nonminor Dependents (NMDs)

A Nonminor Dependent (NMD) who is eligible for Regional Center services, is in a qualified placement, and meets all the dual agency rate criteria, is eligible for the dual agency rate and supplement. However, the dual agency rate and supplement cannot be paid if the youth is in a SILP.

Regional Center Rates for Kin-GAP (Dual Agency Rates - P1 and P2)

Under Senate Bill (SB) 84 and WIC 11364(e), if a child, while in foster care, received a dual agency rate immediately prior to their enrollment in the Kin-GAP Program, the Kin-GAP rate will be the amount of the dual agency rate. However, if the child is an Early Start consumer, receiving a dual agency P1 rate and the child has not been assessed a consumer of Regional Center services under WIC 11464(c), the rate may not be a continuing rate under the Kin-GAP program unless further action is taken.

Under the WIC 11364(f), if a child, while in foster care, is receiving services under the California Early Start Intervention Services Act, and is receiving AFDC-FC benefits immediately prior to their enrollment in the Kin-GAP Program, the child will be considered and assessed for the dual agency rate. If the child becomes a Regional Center client, the Kin-GAP rate will be the amount of the dual agency rate.

  • Staff must ensure that the case is set up appropriately on CWS/CMS. Kin-GAP, Probation, Adoption and Mental Health cases are set up as a Non-CWD case. See Procedural Guide E090-0590 Foster Care Placement Intervention and Case Status, to assist in determining whether the case has been set up correctly.

Notice of Action (NOA)

If a caregiver requests a Dual Agency rate for a child who does not receive Regional Center services, the CSW will advise the caregiver that the child must first become eligible for Regional Center services prior to becoming eligible for the dual agency rate. The CSW will submit a DCFS 280 to the TA/EW for issuance of a Notice of Action (NOA) of denial.

All NOA are child specific and applicable to children who were determined to be federally or State (Non-Federal) eligible. An NOA is not applicable if the child is General Relief Ineligible (GRI) funded.

The Notification Letter will be used when aid is granted or increased, denied, decreased, suspended, cancelled, discontinued or terminated.  The NA Back 9- Request for Hearing (appeals rights), will not be attached to Notification Letters.

The NOA is completed by the EW taking the action and will be used when aid is granted, increased, decreased, discontinued, deferred, terminated and/or request for a rate change is denied.

For a rate decrease, a notice of action should be sent at least ten (10) days prior to the rate decrease.

Two (2) copies are sent to the caretaker, one (1) copy to the CSW and one (1) copy is retained in the child’s eligibility case. The NA Back 9 will be attached to all NOA’s.

An NOA will also be sent when the County request repayment of an overpayment or when the County takes action after the claimant has conditionally withdrawn a request for a State Hearing.

PROCEDURE

Rate Change to a Regional Center Alternative Residential Model (ARM) Rate or a Dual Agency Rate for Foster Care Cases

Payment Resolution Unit (PRU) Clerk Responsibilities

  1. Upon receiving the DCFS 280 and attachments from the Technical Assistant/Eligibility Worker (TA/EW) via PRU inbox at PRU@dcfs.lacounty.gov.
  2. Create a work order in CalSAWS.
  3. Send the work order to the PRU Eligibility Supervisor (ES).

PRU Eligibility Supervisor (ES) Responsibilities

  1. Receive the request from the PRU Clerk.
  2. Assign work order to a PRU Eligibility Worker (EW).
  3. Email the DCFS 280 and attachments to the PRU EW.

PRU Eligibility Worker (EW) Responsibilities

  1. Verify the following complete documentation to process ARM or Regional Center Rates:
    1. Technical Assistance Action Request, DCFS 280
    2. Regional Center Letter for the P2 rate.
    3. Individual Family Service Program (IFSP) and/or Regional Center Letter that states “Early Start” for early starts P1 rate.
    4. DCFS 4213 for FFAs receiving the ARM rates.
  2. Access the Child Welfare Services/Case Management System (CWS/CMS) to complete the following actions:
    1. Under the Case Management Section, assign your file number on the Assignment Page.
    2. Under the Placement Management Section, check the caretaker’s relationship to the minor/youth.
      1. If minor/youth is placed in the home of a relative, payment may not start unless all federal eligibility criteria has been met or non-federal eligibility criteria with a signed Statement of Facts Supporting Eligibility for Approved Relative Caregiver Funding Option Program application (ARC 1) (i.e. all federal and non-federal requirements including home assessment). Home will continue to receive Emergency Caregiver (EC) funding until the federal or non-federal determination has been completed and all requirements are met. Once all requirements have been met, the rate may be budgeted.
      2. If not all of the requirements have been met, then the PRU EW will forward the rate request to the assigned CSW, SCSW EW, ES and the Human Services Administrator I (HSAI) until all requirements are met for processing. The case carrying EW will resubmit the request to the PRU inbox at PRU@dcfs.lacounty.gov for processing.
      3. If minor is placed in a Resource Family Home (RFH), Foster Family Home (FFH), non-related legal guardian home, or approved Non Related Extended Family Member (NREFM) placement with a home approval on file, and with all the necessary documentation with appropriate signatures, the PRU EW may complete the Regional Center rate change.
    3. Under the Placement Management Section, review the License Information Page to verify if and/or when the home was approved, and the ID Page to verify the county where the caretaker resides.
      1. If all requirements are met, access the Ongoing Page in CWS/CMS.
    4. Upon correction/clarification or if there is no contradictory information, go to the Placement Notebook, Ongoing Request tab, then go to the APPS Schedule/Level drop down for the Basic rate row and select one of the following:
      1. RF - for Non-Group Homes (select this for continued placements currently receiving ARM rate).
      2. P1-CBPP – Specialized Care and Shelter Allowance.
      3. P2-CBPP Specialized Care Ongoing.
        1. If requested, create a new row for the supplement to the rate.
        2. Select the “Additional Rate” radio button, enter the start date and amount.
        3. Select “County Authorized Allowance” from the “Payment Type” dropdown menu.
        4. Write in the “Reason Description” box – Dual Agency Minor with Supplement.
    5. Set up approval action for ES review.
  3. Annotate in CWS/CMS case notes all actions taken.
  4. Mail a NOA of Rate Change and the information on filing an appeal to the Caregiver.
  5. Send a copy of the NOA and the Rate Change Request packet to the CSW, SCSW, Intake/Redetermination EW, Intake/Redetermination ES, and PRU ES.

PRU ES Responsibilities

  1. Review completed assignment.
    1. If there are omissions or if the information is incorrect, return the assignment to the PRU EW for correction.
    2. Upon return of corrected assignment, complete approval actions and enter the stop date for the PRU EW file number on the assignment page, indicating completion of assignment.
    3. Save to the database.

Dual Agency Rate Eligibility: FFA RFH Placement with Dual Agency Rate for Children Under 3 Years of Age

Children under 3 years of age would get whichever rate is higher: their determined LOC/Tier amount or the Dual Agency Rate. If the child is currently eligible for LOC 1 or 2 without a Tier amount, they should be eligible to the Dual Agency rate. If the child is receiving a Tier amount that when combined with the basic RFH rate is higher than the Dual Agency rate, then they should continue to receive their LOC/Tier rate.

PRU Clerk Responsibilities

  1. Upon receiving the DCFS 280 and attachments from the Technical Assistant/Eligibility Worker (TA/EW) via PRU inbox at PRU@dcfs.lacounty.gov:
    1. Create a work order in CalSAWS.
    2. Send the work order to the PRU ESx.

PRU ES Responsibilities

  1. Receive the request from the PRU Clerk.
  2. Assign work order to a PRU EW.
  3. Email the DCFS 280 and attachments to the PRU EW.

PRU EW Responsibilities

  1. Verify the following complete documentation to process ARM or Dual Agency Rates:
    • Technical Assistance Action Request, DCFS 280
    • Individual Family Service Program (IFSP) for early starts P1 rate
    • DCFS 4213 for FFAs receiving the ARM rates
  2. If child/youth is eligible to Dual Agency Rate, the Basic FFA rate is to be initiated by accessing CWS/CMS and opening the Placement Management Section, selecting the Ongoing Request page to process the following steps (see Regional Center Rate Instructions):
    1. Select the Basic Rate under Rate Type.
    2. Under Payment Reason, scroll down to Home Based Family Care to choose the Payment Type.
    3. Under LA APPS Rates, scroll down to RBFA-RB-FFA Total to choose the APPS Schedule/Level.
  3. The difference of the dual agency rate and the RFH basic rates is to be entered in order to add a new additional rate by opening the Ongoing Request Page under the Placement Management Section in CWS/CMS by processing the following steps:
    1. Select the Additional Rate under Rate Type.
    2. Under Payment Reason, scroll down to County Authorized Allowance to choose the Payment Type.
    3. Under the Reason Description box enter FFA Dual Agency Rate.
    4. Manually enter the additional rate amount (P1 rate – RFH basic rate)
      • The amount will change annually in July based on the California Necessities Index (CNI) increases.
    5. Create new entry on the Special Projects Page. Select "FFA Dual Agency" and enter the start date.
  4. Annotate all actions taken into CWS/CMS Case Notes.
  5. Mail a NOA of Rate Change and the information on filing an appeal to the Caregiver.
  6. Send a copy of the NOA and the Rate Change Request packet to the CSW, SCSW, Intake/Redetermination EW, Intake/Redetermination ES, and PRU ES.

Dual Agency Rate Eligibility: FFA RFH Placement with Dual Agency Rate and Supplement for Children Age 3 and Older

PRU Clerk Responsibilities

  1. Upon receiving the DCFS 280 and attachments from the TA/EW via PRU inbox at PRU@dcfs.lacounty.gov:
    1. Create a work order in CalSAWS.
    2. Send the work order to the PRU ES.

PRU ES Responsibilities

  1. Receive the request from the PRU Clerk.
  2. Assign work order to a PRU EW.
  3. Email the DCFS 280 and attachments to the PRU EW.

PRU EW Responsibilities

  1. Verify the following complete documentation to process ARM or Dual Agency Rates:
    • Technical Assistance Action Request, DCFS 280
    • Regional Center Letter for the P2 rate.
    • DCFS 4213 for FFAs receiving the ARM rates.
  2. If child/youth is eligible to the Dual Agency Rate, the Basic FFA rate is to be initiated by accessing CWS/CMS and opening the Placement Management Section, selecting the Ongoing Request page to process the following steps (see Regional Center Rate Instructions):
    1. Select the Basic Rate under Rate Type.
    2. Under Payment Reason, scroll down to Home Based Family Care to choose the Payment Type.
    3. Under LA APPS Rates, scroll down to RBFA-RB-FFA Total to choose the APPS Schedule/Level.
  3. The difference of the dual agency rate and the RFH basic rates is to be entered in order to add a new additional rate by opening the Ongoing Request Page under the Placement Management Section  in CWS/CMS by processing the following steps:
    1. Select the Additional Rate under Rate Type.
    2. Under Payment Reason, scroll down to County Authorized Allowance to choose the Payment Type.
    3. Under the Reason Description box enter FFA Dual Agency Rate
    4. Manually enter the additional rate amount (P2 rate – RFH basic rate) (i.e. As of 7/1/2023 the basic rate is $1,206 and the P2 rate is $3,157 ($3,157 - $1,206 = $1,951)
      • The amount will change annually in July based on the California Necessities Index (CNI) increases.
    5. Create new entry on the Special Projects Page. Select "FFA Dual Agency" and enter the start date.
  4. If the child/youth is eligible to Dual Agency Rate Supplemental, open the Ongoing Request Page under the Placement Management Section in CWS/CMS by processing the following steps:
    1. Select the Additional Rate under Rate Type.
    2. Under Payment Reason, scroll down to County Authorized Allowance to choose the Payment Type.
    3. Under Reason Description enter Dual Agency Supplemental.
    4. Manually enter the additional rate amount.
  5. Mail a NOA of Rate Change and the information on filing an appeal to the Caregiver.
  6. Send a copy of the NOA and the Rate Change Request packet to the CSW, SCSW, Intake/Redetermination EW, Intake/Redetermination ES, and PRU ES.
  7. Annotate in CWS/CMS Case Notes all action taken.

Rate Change to a Regional Center ARM Rate or a Dual Agency Rate for Adoption Assistance Program (AAP) Cases

Intake or Recertification AAP EW Responsibilities

If the request for a Regional Center rate is for an AAP case, the Adoptions CSW is to submit an AAP Referral Packet with the following documentation to the Intake or Reassessment AAP Eligibility Worker (EW) assigned to the child’s case:
    • AAP 2, Payment Instructions Adoptions Assistance Program
    • SOC 835, Supplement to a Dual Agency Rate-Multiple Questionnaire Worksheet (for Supplemental Rate) (If applicable)
    • SOC 836, Supplement to the Rate Eligibility Form (for Supplemental Rate)
    • SOC 837, Supplement to the Rate Questionnaire (for Supplemental Rate)
  1. Receive the AAP 2, and any necessary attachments, (e.g. SOC 835 (If multiple SOC 837 have been submitted from different professionals), SOC 836, SOC 837 (for Supplemental Rate), or Regional Center Verification Letter for the ARM rate) from the Adoptions CSW for a change in the ARM rate/dual agency rate, which may include a supplemental rate (see note on page 4 regarding the letter pertaining to the ARM rate).
  2. Review the AAP 2 packet to determine if all required documents are attached and the CSW and Supervising Children’s Services Worker’s (SCSW), ARA (when appropriate) signatures are in place, authorizing the rate change.
    • If there is missing documentation or signatures, the EW will return the packet to the requesting CSW for correction.
  3. Once all documentation is confirmed as complete, set up a transmittal, attaching it and the assignment to the child’s physical case.
  4.  Forward the child’s physical case to the AAP Intake or Recertification ES for review and forwarding to the AAP Payment Resolution ES.

Intake or Recertification AAP ES Responsibilities

  1. Review the transmittal and the requested assignment; forward the assignment to the AAP Payment Resolution Unit (PRU) ES for completion of assignment.

AAP PRU EW Responsibilities

The Case Carrying Eligibility Worker (CCEW) is to submit an AAP referral packet to the AAP PRU through PRUAAP@dcfs.lacounty.gov Inbox for all AAP rate change requests (except rate increases due to CNI).

The referral packet is to include:

  • AAP Case Referral (with the Case Carrying Eligibility Supervisor (CCES) signature)
  • AAP 2, Payment Instructions Adoptions Assistance Program
  • The Case Narrative History from PAS (when supplied)
  • Rate Sheet (for out of County/State placements)
  • SOC 835, Supplement to a Dual Agency Rate-Multiple Questionnaire Worksheet, (for Supplemental Rate) (if applicable)
  • SOC 836, Supplement to the Rate Eligibility Form (for Supplemental Rate)
  • SOC 837, Supplement to the Rate Questionnaire (for Supplemental Rate)
  1. Review the AAP referral packet for accuracy and completeness.
    1. If incomplete or inaccurate, return the AAP referral packet to the AAP PRU ES for return to the Reassessment ES for corrective measures.
    2. If complete and accurate, verify if the rate requested is consistent with the rate amount set by the State of California.
  2. Access CalSAWS to complete the rate change request.
    1. End date the existing/previous rate in CalSAWS and enter the adjusted rate for the existing grant period.
    2. Run the Eligibility Determination and Benefit Calculation (EDBC).
    3. Document actions taken in the CalSAWS Journal.
    4. Submit the following documents to the PRU Eligibility Supervisor (ES) via email for review and approval:
      • An email in which must include the details of rate change if over six (6) months
      • AAP Case Referral Form
      • AAP Rates Sheet
      • The NA 791 Notice of Action
        • Generate two (2) copies to be mailed to the adoptive parent(s).
    5. If the retroactive rate change is for a period of over six (6) months, run the EDBC for the first six (6) months and submit the packet to the AAP PRU ES for approval. Upon notification by the AAP PRU ES of the approval of EDBC for the first six (6) months, repeat the steps outlined above (2) to run EDBC for the next six (6) months until the entire rate change period is covered.
  3. If the AAP PRU ES returns the packet for corrective measures, complete the requested actions and re-submit to the AAP PRU ES for approval.

AAP PRU ES Responsibilities

  1. Review the rate change packet for accuracy and completeness.
    1. If inaccurate or incomplete return the packet to the PRU EW for corrective measures.
    2. If accurate and complete, within five (5) days, approve the rate change in CalSAWS.
      1. If not approved within five (5) days, EDBC must be ran again by the assigned AAP PRU EW.
      2. If the rate change is for a period of more than six (6) months, approve the EDBC for the first six (6) months and notify the AAP PRU EW to run EDBC for the next six (6) months.
      3. Repeat these steps until the entire rate change period is covered.
  2. Once the approval is completed for the entire rate change period, attach the copy of the NA 791 to the original rate change packet and email to the CCEW/CCES, assigned AAP PRU EW and AAP PRU Clerk, notifying them about the completion of the assignment.

AAP PRU UC Responsibilities

  1. Upon receipt of the packet from the AAP PRU ES, log off the assignment.


AUTHORIZATION LEVELS

 

Section

Level

Authorization

A

CSW, SCSW

  • DCFS 280 for Dual Agency Rate or Early Start Intervention rate.
  • ARM Rate

A

ARA

  • When requesting the supplemental rate

B

CSW,SCSW

  • AAP 2 for Dual Agency Rate or Early Start Intervention rate.
  • ARM Rate

B

ARA

  • When requesting the supplemental rate
APPROVALS

Eligibility Supervisor (ES)

Eligibility Supervisor (ES)

HELPFUL LINKS

Attachments

Regional Center (RC) Rate Letter
Regional Center (RC) Rate CWS/CMS Instructions

Forms

AAP 2, Payment Instruction Adoptions Assistance Program
AD 4320, Adoption Assistance Program Agreement
DCFS 280, Technical Assistant Action Request
SOC 835, Supplement to the Dual Agency Rate Request
SOC 836, Supplement to the Rate Eligibility Form
SOC 837, Supplement to the Rate Questionnaire
NOA 290, Notice of Action Continuous Eligibility for Children Program

REFERENCED POLICY GUIDES

E050-0510, Kinship Guardianship Assistance Payment (Kin-GAP) Program: Initial Determination for Financial Participation
E100-0510.11, CWS/CMS Budget Actions
0900-511.10, Rates for Placement and Related Services

STATUTES AND OTHER MANDATES

All County Information Notice (ACIN). I-74-04, Dual Agency Children In The Adoptions Assistance And Foster Care Programs Association Of Regional Center Agencies Et Al. V. Bolton Los Angeles County Superior Court (Central District) Case No. BS091175
All County Letter (ACL) 24-04, Dual Agency Rate Eligibility for Dual Agency Children and Nonminor Dependents in Foster Family Agency (FFA) Resource Homes
ACL 22-33, Senate Bill 354 (Chapter 687; Statutes of 2021)
ACL 03-60, Regional Center Consumers
ACL 08-17, Dual Agency Care Rates for Children with Developmental Disabilities who Receive Aid to Families with Dependent Children - Foster Care or Adoption Assistance Program Benefits
ACL 08-54, Instructions Regarding the Supplement to the Rate Paid On Behalf of a Dual Agency Child
ACL 09-45, Aid to Families with Dependent Children-Foster Care (AFDC-FC), Kinship Guardianship Assistance Payment (Kin-GAP) Program and Adoption Assistance Program (AAP)
ACL 10-16, Dual Agency Rates: Answers to Frequently Asked Questions
ACL 98-28, Dated May 4, 1998
Senate Bill (SB) 84, Chapter 177, Statutes of 2007

California Code https://leginfo.legislature.ca.gov/faces/codes_displaySection.xhtml?sectionNum=4512.&lawCode=WIC
Division 31 Regulations      https://www.cdss.ca.gov/inforesources/letters-regulations/legislation-and-regulations/child-welfare-services-regulations
Instructions Regarding the Dual Agency Rate: http://www.cdss.ca.gov/lettersnotices/entres/getinfo/acl08/08-17.pdf
Instructions Regarding the Supplement to the Rate Pain on Behalf of a Dual Agency Child: https://www.cdss.ca.gov/lettersnotices/entres/getinfo/acl08/08-54.pdf
Title 22 Regulations            https://www.cdss.ca.gov/inforesources/letters-regulations/legislation-and-regulations/community-care-licensing-regulations/child-care