Case Transfer Criteria and Procedures
1000-504.10 | Revision Date: 12/5/2024

Overview

This policy guide provides instructions on how to transfer cases to another unit and other office as well as information about specialized units.

Table of Contents

Policy

Procedure

Approvals

Helpful Links

Version Summary

This policy guide was updated from the 11/09/2022 version to include specific transfer requirements on the Case Transfer Guide: When and Where to Transfer attachment  as well as under the section “Circumstances to Transfer a Case”. This version also includes updated transfer protocols for AB12 and MCMS Section case transfers.

POLICY

Case Transfers

Whenever a case moves from a CSW to another CSW, including within an office, Case Transfer Criteria applies, unless other arrangements are made between impacted managers.  It is important that the sending and receiving offices communicate clearly with each other about the needs of the family and child in order to ensure the following:

  • Case transfer is in the child's best interest;
  • A case is transferred promptly;
  • A child receives seamless services; and
  • The safety of the child is maintained.

Cases are transferred electronically and assigned within two (2) hours to ensure that there is no disruption in the provision of services on cases.  The sending office is responsible for tracking case transfers.  For further information, refer to Case Transfer Guide: When and Where to Transfer.

Stability Requirements

This section is not applicable to Commercially Sexually Exploited Children (CSEC) Unit or newly promoted referrals from ER case transfers except where noted.

  • Ensure the address for each parent/guardian/child is updated in CWS/CMS.
  • Verify the address in person within thirty (30) days prior to the transfer.
  • The last face-to-face visit was within fifteen (15) calendar days of the transfer at the current placement/Home of Parent (HOP) and documented in CWS/CMS.
  • Neither the caregiver(s) nor the child in placement has requested a replacement prior to transfer.
  • The child in placement is not currently a runaway; or abducted from placement and there are no outstanding protective custody warrants issued.
  • The child is not under a medical or psychiatric hospitalization.
  • There are no questions or concerns from Community Care Licensing regarding the supervision given to the child(ren) in the out-of-home care facility.
  • A child receiving Family Reunification (FR) services has been in the current placement for at least 30 calendar days.
  • The sending CSW has assessed that a family receiving Family Maintenance (FM) services is not planning to move, the address is not temporary, or the family is not under an eviction notice.
  • If the sending office arranged with a parent receiving FM services for the parent to reside at one address and the child to reside at another address, the case as part of the appropriate plan,  should remain in the office that serves the address of the home of parent.
  • A child receiving Permanent Placement (PP) services has been in the current placement for at least 90 calendar days.
  • A Child and Family Team Meeting (CFTM) has been completed within the last thirty (30) days before case transfer. If the caregiver refuses to attend a CFTM, a child-focused CFTM must be conducted. This does not apply to home of parent (HOP) or FM cases.
  • Children have current medical and dental records on file. If the medical and/or dental records are delayed by the provider, state the date the records were requested and the dates the service was provided. If the child has a confirmed appointment to update medical and/or dental information, state the date of the appointment and the date the appointment was verified by the provider.
  • Services and court orders must be initiated prior to transfer.
  • For Extended Foster Care (EFC), upon stabilization of the youth's re-entry needs and plans:
    • If warranted, the case can be considered for transfer after ninety (90) days to another office.
    • If there is a need to transfer the case to another office due to placement location issues for the assigned CSW, the transfer can take place within ninety (90) days only with agreement between all parties.
    • The sending CSW has completed the initial physical inspection of the Supervised Independent Living Placement (SILP) ensuring the placement meets minimal criteria, initiated, and submitted the SILP for approval.

This section applies to all transfers.

  • The sending CSW has completed the initial physical inspection ensuring the home does not have any safety threats and meets the physical, emotional, medical, and mental health needs of the child. A detailed home description including the layout and composition, of where each child and adult sleeps must be documented in CWS/CMS.
  • If the home is not an approved resource family home, document in CWS/CMS the date the intake referral was submitted to the RFA Intake Unit or that the resource family home is waiting for approval.

Sibling Groups

When appropriate, every effort is to be made to transfer sibling groups as a family unit.  If sibling separation is unavoidable, the siblings’ placements are to be in close geographical proximity to each another as outlined in Placement Preference for Children. If only one (1) child is transferred, a new Case Plan/Case Plan Update must be written for the transferring child.

If it is a PP CSEC case transfer, siblings to the CSEC child are to remain with the current office.

High Priority Cases

A high priority case conference is held prior to transferring the case. A case is considered a high priority case when at least one (1) of the following exists:

  • The child has significant medical/psychological needs.
  • There are barriers to meeting the child's critical needs.
  • Adverse court orders (A court order/decicion which is contrary to the Department's recommendation and which the Department beleives, if carried out, wil jeopardize the child's safety.)
  • Risk of child abduction, including history of abducted sibling(s).
  • The child was returned to the parent’s custody within the last three (3) months
  • CSEC aases approved for transfer to CSEC Units:
    • Child/Family has ties and/or a nexus to organized crime that presents a risk to all involved.
    • Child has a history of violence to others or self.

High Priority Case Conferences

A high priority case conference gathers DCFS staff to ensure that their efforts are coordinated effectively and that they support the objectives outlined in the case plan.  These conferences produce high priority case transfer plan.

The sending ARA will contact the receiving ARA to arrange the case conference and to determine the format.  A High Priority Case Conference can occur via teleconferencing, video-conferencing, or in person.  The sending and receiving ARA mutually determines who (ARAs, SCSWs, and/or CSWs) participates in the High Priority Case Conference.

Prior to accepting the case, the receiving ARA has the option to give the receiving SCSW/CSW CWS/CMS access to the case for purposes of case conferencing and for facilitating the high priority case transfer plan.

High priority case transfer requires the sending SCSW to alert their ARA regarding the need for a high priority case conference.

Group Homes, Short-Term Residential Therapeutic Program (STRTP), and Community Treatment Facility (CTF)

Cases with children residing in residential care should not be transferred from one office and/or CSW to another unless deemed necessary by the office administrator, agreed to by the receiving office, and in the best interest of the child. This is because group homes, STRTPs, and CTF placements are meant to be short term, and a transfer may cause delays in transitioning children to home-based family care. If a NMD is placed in a STRTP, the case cannot be transferred to another office, but may be transferred within the same office with administrative agreement. 

If a Continuing Services (CS) case transfer within the office is necessary, the case should be transferred within the same unit to promote continuity of services and a speedy transition to home-based family care.

As an exception, case transfers are permitted for children/NMDs who meet the transfer criteria to specialized programs (e.g., Medical Case Management Services, Commercial Sexual Exploitation Prevention, etc.). In addition, transfer must be deemed necessary and in the child/NMD’s best interest as described above. The case is assigned according the mother’s address rather than the address of the group home, STRTP, or where the child/NMD resides. For NMDs, the case is assigned according to the NMD’s address.

Circumstances to Transfer a Case

The services portion of a pre-disposition case can be transferred to any office when either:

  • The Case Transfer Requirements are met.
  • The sending and receiving ARAs pre-approve the transfer due to special circumstances (e.g., Medical Case Management Services).

Any exceptions to the criteria set below need to be arranged and agreed upon by the impacted managers.

However, if one (1) or more of the allegations in a referral were not investigated, the service portion of a pre-disposition case cannot be transferred until the investigation is completed.

The following types of cases can also be transferred, if they meet the corresponding requirements:

Case/Child to be Transferred

Requirements for Transfer

A case is receiving Emergency Response (ER) services and there is an outstanding protective custody warrant for a parent or child.

General Case Transfer guidelines include but are not limited to
  • The case can be transferred if a Child and Family Team Meeting (CFTM) was held before the transfer and if, during the CFTM, it was agreed to transfer. This does not apply for HOP and FM cases.
  • The case can be transferred if: 
    • A family receiving court ordered FM or Voluntary Family Maintenance (VFM) services moves out of the office service area; unless the plan is to close the case within the next ninety (90) days and the VFM case has not been open for more than two months.
    • The parent(s) receiving FR services move(s) out of the office service area.

    • The court terminates FR services and orders PP services, and the youngest child in the case resides in a different office service area.

    • When the adoption has finalized.

A case is serviced by the Adoptions Division and the court orders that adoption is no longer the Case Plan.

  • The case can be transferred, even if the child is mising or absent from care and a protective custody warrant has been issued.
  • If there are siblings, the missing or absent from care child’s case is assigned to the siblings’ CSW.

A child receiving Permanent Placement (PP) services has a sibling who is receiving Family Maintenance (FM)/Reunification (FR) services.

  • When appropriate, the PP case will be assigned to the CSW servicing the siblings receiving FM/FR services. However, when transferring a PP case, consideration should be given to what is in the best interest of the family, including assigning the case to the CSW who knows the family the best. Whenever there are any noted conflicts of interest, ARA consultation should be sought.
  • Any exceptions to this criteria need to be arranged and agreed upon by the impacted managers.
    • Exception: Certain specialized programs and CSEC.

The child is a seventeen (17) year old receiving FR or PP services.

  • The case can be transferred if FR or PP services do not change the child’s placement or school.

The Non Minor Dependent (NMD) or youth is in Extended Foster Care (EFC).

  • The NMD/youth must meet all other applicable transfer requirements in this policy guide.

A case is being transferred from a Regional Office to another after termination of parental rights (TPR) for a child receiving adoption services, and the Adoptions Division and the Regional Office case assignments are currently in the same office.

  • A child is considered to receive adoption services when an Adoption CSW is assigned to the case as a secondary.
  • A case can be transferred after TPR when the case is currently split between offices (i.e. the Regional and Adoption CSWs are in different offices).
    • Such a transfer is negotiated up the chain of command and involves both Regional and Adoptions Division staff.
    • The desired end result is for both the Adoptions Division and Regional case assignment to be in the same office.
A case is serviced by MCMS and the child no longer meets the criteria for service by MCMS.
  • The case can be transferred, even if the child is misisng or absent from care and a protective custody warrant has been issued.

A child on the case is identified as having been sexually exploited.
  • The case can be referred to the CSEC Bureau Liaison (CSA III) to be placed on a waiting list for consideration once CSEC criteria is met. Case is eligible to receive CSEC services.

A child identified as a CSEC case is closed or transferred to an AB12 worker, but their sibling’s case remains open.
  • The sibling’s case can be transferred from the CSEC section to the appropriate regional office.

Circumstances to Not Transfer a Case

The following types of cases cannot be transferred, given the following provisions:

Case/Child to be Transferred

Provisions

One (1) or more of the allegations in a referral were not investigated.

  • The services portion of a Pre-Disposition case cannot be transferred until court has reached a disposition.

The court has not reached a disposition.

  • The DI/Legal portion of a Pre-Disposition case cannot be transferred unless the sending and receiving ARAs pre-approve the transfer due to special circumstances.

When a WIC 366.26 hearing is scheduled.

  • Allowed when transferring into and out of certain specialized programs.
  • The sending office is responsible for ensuring that a DI is assigned to complete WIC 366.26 responsibilities.

A family is receiving Family Maintenance (FM) or Voluntary Family Maintenance (VFM) services, and the plan is to close the case within the next ninety (90) days.

  • N/A

All children in the case are placed in a non-adjacent county.

The child is receiving FR or PP services, and there is an outstanding protective custody warrant for a parent or child.

  • Permitted if the child is serviced by MCMS and no longer meets the criteria for service from MCMS.
  • Permitted if the child is identified as CSEC and accepted in the CSEC Unit.

A parent abducted a child from DCFS custody.

  • Permitted if the child is serviced by MCMS and no longer meets the criteria for service from MCMS.

The child is missing or absent from care.

  • Permitted if the child is serviced by MCMS and no longer meets the criteria for service from MCMS.
  • Permitted if the child is identified as CSEC and accepted in the CSEC Unit.

The American Indian (AI) Unit

The American Indian (AI) Unit makes the final determination whether to accept a case regarding an Indian parent or an Indian child.  A case can be suitable to transfer to the AI Unit if at least one (1) of the following Tribal Enrollment Eligibility factors exists:

  • The tribes’ criteria for enrollment by blood quantum (i.e., full, ¾, ½, ¼)
    • If a child meets the blood quantum criteria, they are eligible for enrollment if the parent(s) or grandparent(s) are enrolled with the tribe the child claims to be members.
    • If the child is not enrolled, determine if the child’s father, mother, or grandparent(s) are enrolled in any tribe.
  • Tribes’ criteria for enrollment are by lineage or dependency (i.e., the Seneca and some tribes in California)
    • Tribes in Oklahoma, such as the Cherokee, Choctaw, Chickasaw, Creek and Seminole, recognize members as eligible for enrollment if an ancestor was listed on the Dawes Land Allotment Roll in the late 1800’s.
    • The region in which a parent and/or his ancestors resided should be determined if a parent states that they may be enrolled in a tribe but does not know for certain which one.
  • Heritage cases cannot be transferred.  In a heritage case, a parent is enrolled with their tribe but the child does not meet the enrollment criteria of the tribe.

Commercially Sexually Exploited Child (CSEC) Unit

DCFS has specialized CSEC units that serve children that have been victims of commercial sexual exploitation. CSEC units are located at the Broadway office and the LASD Human Trafficking Bureau in Monterey Park. In addition, staff are co-located in various law enforcement stations. CSEC section can be reached at (213) 660-6912 or by email at CSEC@dcfs.lacounty.gov.

For CSEC transfer eligibility, the identified child/NMD must be coded on the CWS/CMS CSEC data grid as an identified child/NMD of commercial sexual exploitation. Children/NMDs coded as "at risk" with no verifiable commercial sexual exploitation will be reviewed by the program and accepted at the discretion of the CSEC units.

New cases identified through the CSEC First Responder Protocol with substantiated allegations of exploitation will be directly transferred to a CSEC unit. Open regional office cases identified through the law enforcement First Responders Protocol with substantiated allegations for exploitation can be referred to the CSEC in-box for case review, provided that all other requirements have been met.

Due to the placement instability of many children/NMDs identified as CSEC , the CSEC units will accept cases where the placement is unstable or the child/NMD is a runaway and their whereabouts are unknown.

Children/NMDs identified as “at risk” on the CSEC Data Grid can be referred for support from the following resources:

  • DREAM Court for Multidisciplinary Team Meetings (MDT’s)
  • The Runaway Outreach Unit for trained CSEC secondary support and/or
  • Linkage to CSEC Advocacy agencies

The required substantiated allegation for commercial sexual exploitation should also be accompanied by the following related behaviors and activities within the last six (6) months:

  • Child/NMD spends time in areas associated with commercial sex work
  • Provocative, sexualized clothing
  • Sexually explicit images/text posted on social media
  • Unexplained/suspicious access to expensive clothing and goods
  • Tattoos or branding on face/neck/thighs/hands/chest/shoulder that suggest property (i.e., crowns, roses, “$”, “precious”, CREAM, “beloved”, “Sir”, “Daddy’s girl", etc.). Also monikers or symbols of the gangs that branded them (i.e., a star for Hoovers, “S” for Sixties, etc.).
  • Attachment/dependence on cell phones
  • Frequent changing of social media accounts
  • Unexplained bruises or other physical trauma
  • Chronic runaway behavior from home/placement
  • Unexplained absences from school
  • Romantic relationships with older adults
  • Inappropriate/unhealthy intimate relationships with adults
  • Secrecy regarding intimate partners, friends, associates
  • Glamorizing trafficking/the commercial sex industry
  • Use of slang referencing exploitation
  • Frequent or multiple sexually transmitted infections
  • Unplanned pregnancies
  • Multiple interactions with Law Enforcement

Eligible regional office cases must be referred to the identified CSEC Liaison from the office where the primary case is serviced. The CSEC regional Liaison will then review the case thoroughly to assure the child/NMD has been identified as a commercially sexually exploited child/youth and meets the criteria for transfer to the CSEC units in concert with the case transfer policy. Eligible cases will then be forwarded to the CSEC@dcfs.lacounty.gov in-box for eligibility review, case review, transfer, and warm handoff from the office the case was accepted from.

AB12 Unit

Every regional office has discretion to begin transitioning any youth who is expected to become a NMD within six (6) months of their 18th birthday into an AB12 Unit. However, if initiating transition services into an AB12 unit for a soon to be NMD earlier than their 18th birthday, those cases should not be transferred between offices.

The following must occur in order to transfer to AB12:

  • A case transfer conference/screening must be done prior to transfer (including case transfer in the same office as well as to a different office).
  • A NMD eighteen (18) and over (until age 20 ½) to be transferred from a CS unit or an AB12 unit to the corresponding region that services the NMD’s residing zip code once they have been stable in their placement for 90 days or more at the time of transfer.
  • Have a current placement active in CWS/CMS.
  • Have current and signed placement forms; this includes THPP-NMD, SILP, RFA and FFA placements
  • RFA forms have been submitted and current RFA paperwork, if applicable.
  • When transferring from CS to AB12 within your office, if youth is placed in an STRTP, an extension does not expire within the next ninety (90) days. If an NMD is placed in an STRTP, the case cannot be transferred to another office, but can be transferred within the same office with administrative agreement.
  • A Court report must be calendared for more than ninety (90) days from date of transfer.
  • The Structured and Decision Making (SDM), Child and Adolescent Needs and Strengths Assessment (CANS) has been completed and approved by the SCSW.
  • Current 709 Foster Child Needs and Case Plan Summary (should be for the current placement and within the last twelve (12) months), if applicable.
  • Face-to-face visit in the current placement within fifteen (15) days of transfer.
  • Current Transitional Independent Living Plan (TILP) and current SOC 161 Six Month Certification of Extended Foster Care Participation with aligned dates.
  • Current Child and Family Team meeting inputted in CWS/CMS.
  • Updated case plan signed and approved in CWS/CMS by SCSW.
  • The Case Plan must be specific to the NMD, have no siblings attached, and include the Sexual Reproductive Health component and the Post Secondary Education Support information.
  • The DCFS 5556, 6-Month Transition Plan, must include date discussed and documented in CWS/CMS on the Special Project page using the following code: TAY-DCFS 5556 form.
  • The FC 1637, 90-Day Transition Conference, must include date discussed and all information related must be documented in CWS/CMS under the Transition Plan Notebook.
  • The discussion about Cal Fresh must to be documented in CWS/CMS on Special Project page and must include the date of the discussion.
  • Signed DCFS 6009, Nonminor Dependent Informed Consent.
  • Signed DCFS 6010, Nonminor Dependent 2-Way Authorization for Sharing Information.
  • The completed DCFS 123 B, SILP Inspection Request, 123 C, The Extended Foster Care Grievance Review Process for Nonminor Dependents, and 123 E, SILP Inspection: Portable Space-Heater Safety Check-List, if applicable.
  • Current photo in Kid Pix.
  • Current medical and dental information.
  • The Adoption and Foster Care Analysis and Reporting System (AFCARS) national tool should be up to date.
  • Verify that the National Youth in Transition Database (NYTD) fields in CWS/CMS has been updated in the last six (6) months.
  • Current educational information entered into CWS/CMS including colleges and/or vocational schools
  • All DCFS 280, Technical Assistance Action Request, in the FCSS system are approved and cleared.
  • All court ordered services must be initiated prior to transfer.
  • Service component must be accurately coded as Supportive Transition (ST).
  • Consults must occur for Non Court Legal Guardians cases.
  • Case files for siblings should be forwarded to archives or the appropriated region office and not the AB12 unit.
  • Cases need to have a history of substantiated allegations for exploitation and appropriately coded in the CSEC Data Grid in CWS/CMS for commercial sexual exploitation and/or cases should have recently confirmed CSEC activity to include; police reports, social media accounts, court recommendation, etc.; aided by documentation in CWS/CMS within six (6) months of the transfer request.
  • NMD’s court case may be in Department 401, Department 620,  or Department 624 at Edelman Children’s Court, and for Antelope Valley Children’s Court, Department 428.
  • AB12 NMD is capable of complying with required services and willing to transfer to the AB12 Unit.
  • NMD should be eighteen (18) years or older and have a Supportive Transition (ST) Service Component.

An AB12 NMD whose placement is not stable will be accepted (with agreement between all parties) under the following criteria:

  • The NMD has an active source of contact (cell phone, parent, caregiver, etc.).
  • The sending CSW has made some contact with the NMD within the last thirty (30) days.
  • The sending office has submitted an Abducted Runaway Kids System (ARKS) request to the ARKS Liaison (PCW is not required for NMDs eighteen (18) and over).
  • A current or pending Runaway Outreach Unit (ROU) CSW is assigned to the case/or has been confirmed requested and in the process of review by ROU.
  • If a NMD is placed in a STRTP, the case cannot be transferred to another office, but can be transferred within the same office with administrative agreement.

Medical Case Management Services (MCMS)

DCFS has six (6) Medical Case Management Services (MCMS) Units that serve medically fragile children and children with special health care needs.  These units are located in the Metro North, Torrance, and Glendora Offices. MCMS Case Transfers are screened by MCMS Intake Coordinators who can be reached  by emailing MCMSIntake@dcfs.lacounty.gov.

MCMS Intake Criteria

Children that qualify for Specialized Care Increment (SCI) Medical Tiers two (2) and three (3) on the 1696(a) OR  F-3 and F-4 on the DCFS 1696, should be transferred to the MCMS Unit. The CSW and/or SCSW should discuss with the Public Health Nurse (PHN) if case appears to meet eligibility for transfer to MCMS. If it appears the child is eligible, the following forms are required to initiate the transfer:

  • DCFS 149, Medical Care Assessment Letter
  • DCFS 1696, F- Rate & Regional Center Rate Indicators or DCFS 1696(a) Specialized Care Increment (SCI) Indicators
  • DCFS 416, Individual Health Care Plan (IHCP)
  • DCFS 6079, Medical Training Confirmation

A case does not qualify for transfer to MCMS if the child’s only medical condition is a food allergy or other condition that may require the use of an Epi-pen in the event of an allergic reaction.

A case does not qualify if the SCI was raised to F-3 from F-2 based on the child's severe emotional problems. 

A case should not be transferred solely because of a diagnosis of intellectual disability, autism, or another developmental disability.

If there is more than one (1) child in the family and other children in the family do not meet the MCMS Unit criteria, only the children who meet the criteria can be transferred.

  • In this case, the sending CSW must create a separate case file and Case Plan/Case Plan Update for the child being transferred to the MCMS Unit.
General Case Transfer Criteria referenced in this policy must also be met.

The attached flow chart provides guidance as to the MCMS transfer process.

For case transfers from other specialized units to MCMS (i.e. Asian Pacific Unit, Sensitive Case Unit, Deaf Services Unit, etc.) assessments should be made on a case-by-case basis prior to transfer. Some otherwise eligible cases may not be appropriate for primary assignment to the MCMS unit, based on what is in the best interest of the family (i.e. lack of primary language accommodations, etc.). During the HPCC, the ARAs can discuss whether there are special circumstances that prevent MCMS from being added as primary assignment. The section that best suits the child/NMD’s most complex needs would take primary assignment.

Disagreements between regional staff and MCMS Unit staff shall be negotiated at the ARA level. If agreement cannot be negotiated, those can be resolved through chain of command.

Adoptions Division

A child/NMD's Adoptions Division case and Regional Office case should be serviced in the same office.

  • A child’s case is transferred to the Adoptions Division, in Model Case Format after the child’s adoption has finalized.
PROCEDURE

Receiving Cases

Receiving CSW Responsibilities

  1. If a case has been assigned in CWS/CMS, review the case and consult with the SCSW within one (1) business day.
  2. Conduct a thorough review of the case in CWS/CMS using the DCFS 4366, Case Transfer Check Sheet.
    • Include all elements referred to in the CWS/CMS Transfer Request Summary Detail.
    • If it is an initial contact, mail the DCFS 2221, Notification of Change of Worker, to the parent(s)/legal guardian(s) and caregiver(s) within ten (10) calendar days of the receipt of the case, and place a hard copy in the case file.
    • Include the new CSW's name and contact information.
    • Have the initial face-to-face contact within ten (10) calendar days from the day of electronic assignment.
    • Do not to wait for the physical case to service the case.
  3. If a transferred case is received with unresolved safety issues or if the hardcopy documents are missing from the physical case, notify the SCSW immediately.

Receiving SCSW Responsibilities

  1. Make sure DCFS 4366, Case Transfer Check Sheet, is correctly assigned.
    • The Receiving Transfer Desk will provide notification of the case assignment via e-mail, telephone, or in-person.
  2. If the case is incorrectly assigned, verify that the Transfer Desk forward the electronic case to the correct CWS/CMS Transfer Desk Inbox within one (1) hour of the Transfer Desk receiving it.
    • If the electronic case is sent to the wrong office, it is not considered to have been assigned until it is assigned to a CSW in the correct receiving office.
    • The sending CSW remains responsible for the case until it has been assigned to the correct office.
  3. Review the case within three (3) business days of receiving the electronic portion of the case.
    • Conduct a thorough review of the case in CWS/CMS using the DCFS 4366, Case Transfer Check Sheet.
    • Include all elements referred to in the CWS/CMS Transfer Request Summary Detail.
    • When appropriate and agreed to by sending and receiving ARAs, the sending CSW can be added as a secondary assignment to complete missing documents or task.
    • Before adding the sending CSW as a secondary, the sending and receiving SCSWs must conference the case and confirm which required hard-copy documents are needed and the time frame for their completion.
  4. Notify the sending SCSW and receiving ARA immediately via email and telephone when:
    • A transferred case is received with unresolved safety issues.
    • Required CWS/CMS elements have not been completed within three (3) business days of the review.
    • The required hardcopy documents are missing from the physical case.
  5. If unable to resolve issues, notify ARA via email informing them of the steps taken to resolve issues and current outstanding issues.

Receiving ARA Responsibilities

  1. If applicable, notify the sending ARA that the case transfer took place with unresolved safety issues.
  2. Submit a written request for any missing documentation to the sending ARA within two (2) business days of written notification from the SCSW.
    • When appropriate and agreed to by sending and receiving ARA, the sending CSW can be added as a secondary assignment until the missing documents are completed.
    • The sending ARA and receiving ARA will need to discuss time frames and plans in resolving missing documents and issues. If the issues are not resolved in the agreed upon time frame, the possible return of the case should be discussed.

Transferring Cases

Sending CSW Responsibilities

  1. Discuss the case transfer with the SCSW.
    • Verify that there is no freeze on case transfers currently in effect. 
  2. Determine if it is in the best interest of the child/NMD to keep or to transfer the case.
    • Complete required face-to-face contacts within fifteen (15) calendar days prior to electronic case transfer date to verify the address and assure the child's safety and well-being.
    • Conduct a thorough review of the case on CWS/CMS and the physical files in order to ensure that the case is in Model Case Format.
  3. Evaluate the assigning address and determine the receiving office.
    • When possible, discuss the transfer plan in advance with the parent, caregiver, and the child/NMD.
    • Submit both a Transfer Request on CWS/CMS and the physical case file with a completed DCFS 4366, Case Transfer Check Sheet, to the SCSW for approval.
    • Check all items of the “High Priority” field that apply in the upper right hand corner of the DCFS 4366.  All high priority cases must have a case conference.
    • Discuss the high priority issue(s) of the case and make a High Priority Case Transfer Plan.  This plan will utilize social work best practice and consider the best interests of the child.

Sending SCSW Responsibilities

  1. Use the DCFS 4366 to make sure all CWS/CMS required elements have been completed.
    • Conduct a thorough review of the case on CWS/CMS and the physical files in order to ensure that the case is in Model Case Format.
    • Staff engagement between the sending and receiving CSW’s and SCSW’s to occur to ensure the best interest of the family. If there is disagreement, the Staff Engagement must include the ARA.
    • All “High Priority” cases must have a case conference.
      • Discuss the high priority issue(s) of the case and make a High Priority Case Transfer Plan.  This plan will utilize social work best practice and consider the best interests of the child/NMD.
      • Determine follow-up tasks that the sending office will complete, including whether the sending CSW will remain as a secondary assignment and for how long.
      • The sending SCSW consults with the Transfer Desk to determine which office the case will be sent to, discuss with the ARA about the high priority issues of the case, and to make a High Priority Case Transfer Plan.
  2. If the DCFS 4366 documentation is incomplete, obtain approval from the sending ARA to transfer the case.
  3. Use the CWS/CMS Transfer Request Summary Detail to include messages regarding:
    • Any missing documentation
    • Steps that are being taken to obtain and provide the documentation to the receiving office
    • When the receiving office can expect to receive the missing documentation
  4. Upon approval of the case for transfer in CWS/CMS, give the secondary assignment to the sending office Transfer Desk Inbox in CWS/CMS.
    • The sending office Transfer Desk transfers the electronic portion of the case to the receiving office Transfer Desk Inbox within one (1) hour of receiving secondary assignment from the sending SCSW.
    • The receiving office Transfer Desk assigns the case to the primary CSW within one (1) hour of receipt of the case.
  5. Verify the electronic transfer of the case’s primary assignment in the receiving office within three (3) hours).
    1. Annotate the DCFS 4366 with the receiving SCSW’s name.
    2. Give the physical case and the signed DCFS 4366 to assigned support staff (Unit Clerk, etc.) with instructions to forward the case to the receiving SCSW.

Sending ARA Responsibilities

  1. To approve a case transfer without complete documentation, review and approve the SCSW’s written accounting of the steps and time frames needed to obtain and provide the documentation to the receiving office.

Transferring 2PEN Cases from ERCP to Regional Office

ERCP CSW Responsibilities

  1. Follow all policy and procedures outlined in the Investigation, Disposition and Closure of Emergency Response Referrals, and if applicable, Taking Children into Temporary Custody.
  2. Take the placement packet to ERCP Headquarters no later than the end of work shift.
  3. Input all required information into CWS/CMS.
  4. Complete the Transfer Request Page in CWS/CMS.
  5. Request SCSW on-line approval.
    • Forward the hard-copy documentation, (such as the police report, medical report, and signed placement agreement, etc.) to the ERCP SCSW.

ERCP SCSW Responsibilities

  1. Review hard-copy documents (such as the police report, medical report, signed placement agreement, etc.) and on-line case for completeness.
    • If any additional forms and/or information are required, contact the CSW and obtain the forms from them.
  2. Log the case on the SCSW Control Log.
  3. If the referral is on an open case, close the referral investigation by choosing, "Child Already in a CWD/CWS (Child Welfare Department/Child Welfare System) Case".  This action attaches all contacts in the referral to the open case.
  4. If the referral is on an open referral in a Regional Office, close the referral by choosing, “Open New CWD/CWS Case”.
  5. Review Transfer Request page.
  6. If necessary, complete assignment match for office location.
  7. Make a primary assignment to the receiving office Transfer Desk.
  8. No later than the end of the shift, inform the case-carrying CSW and SCSW by telephone, leaving a voice mail, or e-mail that ERCP has taken the child into temporary custody.
    • Provide the child’s current location and a brief explanation as to why the child was removed.
  9. No later than five (5) calendar days from the date of detention, forward hard-copy documents (such as criminal clearance requests and/or results, RFA Intake Request, DCFS 709, etc.) and copy of the SCSW Control Log to the ERCP Unit Clerk.

Regional SCSW Responsibilities

  1. Review ERCP hard-copy documents and on-line case.
  2. Review the CSW assignment, and determine whether to accept or to change assignment.
  3. Forward ERCP documents to the Unit Clerk who initiates the Master Case Folder and files the documents in appropriate folders per Model Case Format (MCF) procedures.
  4. Ensure that the TA Eligibility Supervisor (ES) is notified that an ERCP placement has been received.

Transferring Cases to the AI Unit

Case-Carrying CSW Responsibilities

  1. Contact the American Indian (AI) Unit at (626) 938-1846 or (626) 938-1838.
  2. Consult with an AI Unit SCSW regarding the facts of the case and whether the case should be transferred to AI Unit for services.
  3. If appropriate, transfer the case.
  4. If the case is not appropriate to transfer to the AI Unit, continue to provide services and consult with the AI Unit on how to proceed.

Transferring a Case to the Adoptions Division

Adoption Finalization Liaison/Unit Clerk Responsibilities

  1. E-mail the case-carrying CSW and the SCSW to alert them that the adoption has finalized.

Adoption Assistant Responsibilities

  1. Upon receipt of the adoption order, submit the JC2, Termination of Court Jurisdiction, to the court requesting termination of court jurisdiction.
  2. Within ten (10) days from the date of the submission of the JC2:
    1. Obtain the minute order that reflects the termination of court jurisdiction.
    2. Forward the minute order to the Adoption CSW.

Adoption CSW Responsibilities

  1. Within three (3) business days of either learning or receiving an e-mail from the Adoption Finalization Liaison/Unit Clerk that an adoption has been finalized, e-mail the Regional case-carrying CSW and SCSW to prepare the case for end-date and for closure. Use the following sample:
    • This electronic notification is being sent to alert you that the case for [Child's Full Name], DOB: MM/DD/YYYY, has had their adoption finalized and is now awaiting the termination of Court jurisdiction.  Please prepare the case for end-dating and closure over the next ten (10) business days, but do not send the case at this time.  A second e-mail will be sent to notify you when court jurisdiction has terminated and to complete the final steps to end-date your assignment and for closure by the Adoption CSW.
  2. Upon receipt of the minute order reflecting termination of court jurisdiction, send a second e-mail to the case-carrying CSW and SCSW, instructing them to assign the case to the Adoption SCSW within three (3) business days.  Use the following sample:
    • This electronic notification is being sent to alert you that the case for [Child's Full Name] DOB: 1/1/2000, has had their Court jurisdiction ended.  Please send the physical case to the Adoption, and transfer the primary assignment in CWS/CMS to [Adoption SCSW’s] In-box.
  3. Within (3) days of the receipt of the physical case from the case-carrying CSW, input all necessary information in CWS/CMS, including the AD42R field information, placement episode termination date, and finalization date.
    1. File all necessary documents using appropriate model case format (MCF).
    2. Designate these tasks, as necessary, to other Adoption unit members (i.e. Unit Clerk, Adoption Assistant and SCSW) on an individual unit basis.
  4. End the case in CWS/CMS.
    1. Send to Adoption SCSW for approval.
    2. Transfer the closed case to Revenue Enhancement.
    3. Designate these tasks, as necessary, to other Adoption unit members (i.e. Unit Clerk, Adoption Assistant and SCSW) on an individual unit basis.

Adoption SCSW Responsibilities

  1. Review the case, and determine if it should be approved.
  2. If approved, approve the case termination in CWS/CMS.
  3. If the case is not approved, return to Adoption CSW for corrective action.

Case-Carrying CSW Responsibilities

  1. Within ten (10) days of receiving the Adoption CSW’s notification that the adoption has been finalized, input all necessary information in CWS/CMS, including documentation of all contacts and the removal of future court hearings.
  2. File all necessary documents into the case files using model case format (MCF), and DCFS 4366, Children’s Services Case Transfer Check Sheet.
  3. Within three (3) days of receiving the Adoption CSW’s e-mail notification that court jurisdiction has been terminated, forward physical case with a completed DCFS 4366 to the SCSW.

Case-Carrying SCSW Responsibilities

  1. Review the case and ensure that it is ready for transfer, including disposition of all prior approval requests.
  2. If the case is not ready for transfer, return it to the CSW for corrective action.
  3. If the case is ready for transfer, approve DCFS 4366.
  4. Change the primary assignment to the Adoption SCSW in CWS/CMS.
  5. Forward the physical case to the Adoption SCSW.

Transferring a Case to the CSEC Unit

Before a case can be considered for transfer, ensure that the CSEC identified client and family are aware and agree to the transfer, and that the transfer is in the best interest of the child/NMD.

Case File Must Include

  • Birth certificate for child/NMD in care
  • Social Security Card for child/NMD in care
  • Current approved JV220 (within six (6) months)
  • TILP referrals submitted for all children sixteen (16) years of age or older.
  • SSI referral completed/submitted for all children over 16 ½ years of age in care.
  • Signed 90-Day transition plan within 90 days of youth turning eighteen (18) year olds.
  • All AB12 documents for 18-year-old (SOC 161 +162) filed in Emancipation Folder.
  • All SILP documents must be in the Emancipation Folder.
  • SOC 162 must be signed on or after their 18th birthday.
  • SOC 161 must be submitted to Eligibility Worker and processed.
  • Completed and approved STRTP documents, including a Qualified Individual (QI) assessment and Interagency Placement Committee (IPC) screening, if applicable
  • For children/NMDs whose whereabouts are unknown:
    • Children/NMD must have a current Protective Custody Warrant.
    • The sending office has submitted a Protective Custody Warrant to their offices ARKS Liaison.
    • A current or pending secondary Runaway Outreach Unit (ROU) CSW is assigned to the case.
    • The case has an active National Center for Missing and Exploited Children (NCMEC) referral and/or case manager assigned.
    • CSEC Advocacy Referral has been initiated.

Additional Transfer Criteria

Cases need to have a history of substantiated allegations for exploitation and appropriately coded in the CSEC Data Grid in CWS/CMS for commercial sexual exploitation and/or cases should have recently confirmed CSEC activity including: police reports, social media accounts, court recommendation, etc.; aided by documentation in CWS/CMS within 6 months of the transfer request.

Other requirements:

  • Child/NMDs court case may be in Department 401, Department 620, or 624 at Edelman Children’s Court, and for Antelope Valley Children’s Court, Department 428.
  • AB12 NMD is capable of complying with required services and willing to transfer to CSEC.
  • NMD should be eighteen (18) years of age or older and have a Supportive Transition (S.T.) Service Component.

A CSEC child/NMD whose placement is not stable will be accepted under the following criteria:

  • The child/NMD has an active source of contact (cell phone, parent, caregiver, etc.).
  • The sending CSW has made some contact with the child/NMD within the last 30 days.
  • The sending office has submitted an ARKS request to the ARKS Liaison (PCW is not required for NMDs 18 and over).
  • A current or pending Runaway Outreach Unit (ROU) CSW is assigned to the case/or has been confirmed requested and in the process of review by ROU.
  • If the child/NMD is in placement , the current placement must be active in CWS/CMS.
  • The last face-to-face visit was within fifteen (15) calendar days of transfer at the current placement/HOP.
  • There are no pending DCFS 280’s in the Foster Care Search System (FCSS).
  • RFA inspection forms must be submitted, if applicable.
  • SILP inspection forms must be submitted, if applicable.
  • All services and court orders must be initiated prior to transfer.
  • A current case plan must be on file and approved in CWS/CMS.
  • Case must be post-disposition.
  • Case needs to be coded accurately on the CSEC data grid.
  • Case needs to have a current CFTM completed.

The Following Cases will NOT be Accepted to Transfer

  • Suspected unconfirmed, or “at-risk” behaviors that do not qualify as commercial sexual exploitation.
  • NMD will be twenty-one (21) years old within six (6) months of transfer.
  • The child/NMD is not willing to accept CSEC services and case transfer.
  • Whereabouts are unknown for more than thirty (30) days and there is no active source of contact.
  • When a case transfer is not in the best interest of the child/NMD due to issues related to: substance abuse, mental health, Medical Case Management Services (MCMS), or when there are more prevalent/paramount needs of the child/NMD than the CSEC activity. In such cases, CSEC CS, CSEC Advocacy services and ROU can be sought out for support and in some cases placed on secondary assignment to address exploitation activity.
  • Siblings of identified CSEC child/NMDs remain in the regional office.
  • Pre-disposition cases
  • WIC 366.26 hearing is on calendar.
  • Detained or VFM/VFR children of CSEC minor mothers.
  • FM cases that will be closing within ninety (90) days.
  • Child/NMD “at risk” for commercial sexual exploitation.

Case-Carrying CSW Responsibilities

  1. Contact the CSEC Unit at (213) 660-6912 or by email CSEC@dcfs.lacounty.gov
  2. Consult with an CSEC SCSW and regional CSEC Liaison regarding the facts of the case is eligible and appropriate to be transferred to CSEC for services.
  3. If appropriate, start the transfer process.
  4. If the case is not appropriate to transfer to the CSEC Unit, continue to provide services and consult with the regional CSEC Liaison and CSEC Unit representatives on how to proceed.

Transferring a Case to the AB12 Unit

Case File Must Include

  • Legal folder with current minute order
  • Birth Certificate
  • Social Security Card
  • California Identification Card
  • SSI screening and if appropriate referral for benefits
  • Signed 90-Day Transition Conference form
  • DCFS 5556, 6-Month Transition Plan
  • SOC 161 (must be signed on or after18th birthday)
  • SOC 162 (must be signed on or after 18th birthday)
  • SOC 163 (for all re-entries)
  • Approved SILP documents
    • SOC 157A Approval and Placement Agreement
    • SOC 157B SILP Inspection Checklist of Facility Health & Safety Standards
    • SOC 157C SILP Readiness Assessment
  • Current, completed and approved Short-Term Residential Therapeutic Program (STRTP) documents, if applicable

The Following Cases will NOT be Accepted to Transfer

  • Siblings of NMD
  • Detained or VFM/VFR children of the NMD
  • Cases with 366.26 hearings on calendar
  • Cases where the NMD will be turning 21 years-old within (6) months of transfer
  • NMD whose whereabouts are unknown
  • NMD who has been in placement less than ninety (90) days
  • Probate Cases
  • Whereabouts are unknown for more than thirty (30) days and there is no known contact information.

Case-Carrying CSW Responsibilities

  1. A mandatory transfer conference shall take place prior to transfer (transferring in the same office or different office). The transfer conference should be initiated/scheduled by the SCSWs.
    • If the case is approved for transfer, transfer case.
    • If the case is not appropriate for transfer to the AB12 unit, continue to provide services and consult AB12 unit on how to proceed.

Case-Carrying CSW/SCSW Responsibilities

  1. Contact your office AB12 Liaison to conference the case and determine eligibility of transfer.
  2. If the AB12 Liaison agrees the case is eligible to transfer, the liaison should submit a formal request for transfer to the AB12 Unit.
  3. The email should include the following:
    • AB12 NMD’s name and DOB;
    • Sending CSW and SCSW names and contact numbers/email;
    • A brief summary of facts, as to why the NMD qualifies for transfer to AB12.
    • AB12 Unit will respond to the request acknowledging receipt and will review the case for eligibility. If eligibility is confirmed, the AB12 SCSW will contact the sending CSW and SCSW to schedule a conference call to discuss current case information/details and arrange a warm hand-off (conjoint visit when available).
    • The primary assignment will be changed over to AB12 after all pending items are complete and the physical case file (White-Emancipation, Purple-Medical/Education, Legal-last 2 full reports, and last minute order) has been exchanged.
    • If the case does not meet criteria and is not accepted, correspondence will be made acknowledging the reasons for denial. The AB12 Unit will offer ongoing support and referrals, as needed.

Transferring a Case from the MART Unit

MART provides Emergency Response investigation services countywide. Please see MART Case Transfer Assignment for case assignment. MART transfers should meet the same criteria as a regional case transfer from ER to CS and will be assigned to a regional office based on the custodial situation. Existing CFT requirements on Child and Family Teams also apply for MART transfers.

Transferring a Case to the MCMS Unit

Case File Must Include, when applicable:
  • For AB12 cases:
    • All AB12 documents for 18-year-old youth (SOC 161, SOC 162, SOC 163) filed in the Emancipation Folder.
    • All SILP documents must be in the Emancipation Folder.
    • Must meet all other case transfer requirements for AB12 cases.
  • For all cases:
    • Have a current placement active in CWS/CMS for children/youth/NMDs in out of home care as well as signed placement agreements on file.
    • Current approved JV220 Psychotropic Medication Authorization (PMA) (within six (6) months).
    • TILP referrals submitted for all children in out of home care over 16-years- old.
    • SSI referral completed/submitted for all children in out of home care over sixteen and a half (16 ½) years of age.
    • Signed 90-Day transition plan within ninety (90) days of youth in out of home care turning eighteen (18) years of age.
    • Completed and approved STRTP documents, including a QI assessment and IPC screening, if applicable.
    • RFA forms have been submitted and current RFA paperwork, if applicable.
    • A Status Review Receipt of Report (ROR) hearing must be calendared for more than ninety (90) days from the date of transfer. If no ROR is scheduled, then the report due date (usually ten (10) days before the hearing) must be more than ninety (90) days from date of transfer.
    • The Structured and Decision Making (SDM) and Child and Adolescent Strength and Needs Assessment (CANS) have been completed and approved by the SCSW.
    • Current 709 Foster Child Needs and Case Plan Summary (should be for the current placement and within the last twelve (12) months), if applicable.
    • Face-to-face visit in the current placement within fifteen (15) days of transfer.
    • Updated case plan signed and approved in CWS/CMS by SCSW.
    • Current photo in Kid Pix.
    • Current medical and dental information on file.
    • Case needs to have a current CFTM completed.
    • A DI must be assigned if there is a 366.26 hearing on calendar.

ERCP/ER/Case-Carrying CSW Responsibilities

  1. Assess all cases to determine if the child appears to meet the MCMS Intake Criteria. The attached flow chart provies guidance as to MCMS transfer criteriaand ransfer procedures. 
  2. Consult with the Public Health Nurse (PHN) and the MCMS Intake Coordinator to determined if the case qualifies to be transferred to the MCMS Unit.
    1. Refer to Joint Response Referral: Consulting with PHN for additional information.
    2. Ensure that the PHN documents the child/NMD's medical condition and/or special needs in the Health Notebook, if any.
    3. If it is determined that the case will not be transferred to the MCMS Unit, follow the procedures to transfer the case to a regional office.
  3. Submit the following documents to MCMS Intake Coordinators at MCMSIntake@dcfs.lacounty.gov (Please note that all the following forms are required to be completed regardless of whether the child is in out-of-home care or HOP): 
    • DCFS 416, Individual Health Care Plan (ICHP)
      • Completed by CSW in conjunction with the IHCP team. 
    • DCFS 149A, Medical Care Assessment
      • Completed by Medical Providers.
    • DCFS 6079, Medical Training Confirmation Form
      • Signed by medical provider who completed the training, as well as the caregiver(s) who received the training.
    • DCFS 1696, F-Rate and Regional Center (ARM) Rate Indicators , OR DCFS 1696(a) SCI Indicators – medical portion completed by the PHN.
      • The 1696(a) is completed during the Level of Care (LOC) process when a child has significant medical needs.
      • If LOC does not apply (HOP, STRTP, Dual Agency Rate, Guardianship granted prior to 2017, etc.) or the LOC process will delay the transfer, request the PHN to complete a preliminary 1696 or 1696(a) for the purpose of determining if the child qualifies for MCMS.
        • If using the DCFS 1696(a), only the medical section completed by PHN is required. Other LOC sections are not required to initiate the transfer.
  4. Reassess all cases whenever a change in a child’s medical condition appears to meet the MCMS Intake Criteria.
  5. Ensure that the case has all required documents (i.e. medical reports, police reports, signed placement agreements, CPA, KidPix, SDM, signed consent forms, signed Case Plan, etc.).
  6. Ensure that all documents requiring ARA and RA signatures are completed, signed-off, and filed.
  7. Upon receiving and email from MCMS to send the case files, complete an Initial Case Plan or a Case Plan Update. If there is more that one (1) child in the family, create a separate case file and Case Plan/Case Plan Update for the child being transferred to the MCMS Unit.
  8. Complete the DCFS 4366 and prepare the case for transfer, and provide to the SCSW. Sending CSW will remain primary and responsible for all emergent services until MCMS Intake has requested, received, and reviewed the physical file and determined the case is ready for assignment to MCMS.
  9. A High Priority Case Conference (HPCC) will be held for all cases transferred to MCMS. Once MCMS has received the file and identified the MCMS CSW that will be assigned, the sending ARA is to set up the HPCC with sending and receiving CSW, SCSW and ARAs.
  10. Participate in the HPCC.

ERCP/ER/Case-Carrying SCSW Responsibilities

  1. Ensure cases that appear to meet MCMS Intake Criteriaa have the required forms and have been sent to MCMS for review. The attached flow chart provides guidance as to MCMS transfer criteria and transfer procedures.
  2. Review the physical and CWS/CMS case for transfer compliance.
    • If there is more than one (1) child in the family and other children in the family do not meet the MCMS Unit criteria, ensure there is a separate file created for the child who meets MCMS transfer criteria (including copies of all joint family folders).
    • Approve case plan/case plan update for the child(ren) who meets MCMS case transfer criteria.
  3. Ensure that all documents requiring ARA and RA signatures are completed, signed-off, and filed.
  4. Review and sign the DCFS 4366 and send the case according to directions provided by MCMS Intake.
    • Send the case files via County messenger or hand deliver to the specified office as instructed. Note: MCMS does not have a Transfer desk to receive the case.
    • Sending CSW will remain primary and responsible for all emergent services until MCMS Intake has received and reviewed the physical file.
  5. Participate in the HPCC.

Sending ARA Responsibilities

  1. Set up and participate in the HPCC.

MCMS CSW Responsibilities

  1. Participate in the HPCC.
  2. Maintain regular contact and collaborate with the case-carrying CSW for any siblings whose cases were not transferred to the MCMS Unit.

MCMS Intake Coordinator and SCSW Responsibilities

  1. Provide consultation to staff regarding potential MCMS cases, as requested.
    • Inform staff of transfer criteria, policy, and procedure including required documentation or actions for case transfer and which office the case should be transferred to.
  2. Review cases for transfer and provide instructions for sending the case files.
  3. Participate in the HPCC.

MCMS ARA Responsibilities

  1. Review cases for transfer and provide instructions for sending the case files.
  2. Participate in the HPCC.

Delayed Case Transfers

Sending SCSW Responsibilities

  1. Conduct a thorough review of the case in CWS/CMS using the DCFS 4366, Case Transfer Check Sheet.
    • Include all elements referred to in the CWS/CMS Transfer Request Summary Detail.
    • Make sure DCFS 4366, Case Transfer Check Sheet, is completed correctly.
    • Make sure the physical files meet Case Model Format.
    • Ensure the required hardcopy documents are included in the physical case.
  2. If the case is incorrectly assigned:
    • It is not considered to have been assigned until it is assigned to a CSW in the correct receiving office.
    • The sending CSW remains responsible for the case until it has been assigned in the correct office.
  3. Notify the receiving ARA immediately when a case requires a High Priority Case Conference.

Sending ARA Responsibilities

  1. Notify the receiving office of the need for a High Priority Case Conference, if applicable.
APPROVALS

CSEC Unit SCSW Approval

  • Approval to transfer the case to the CSEC Unit

MCMS SCSW Approval

  • MCMS Case Transfer Request

MCMS ARA Approval

  • Case transfer, if case transfer criteria are not fully met

American Indian (AI) Unit SCSW Approval

  • Approval to transfer the case to the American Indian Unit

Adoption SCSW / Regional SCSW Approval

  • Transfer of the case
  • Case closure
  • DCFS 4366
  • JC2
  • SCSW referral disposition
  • SCSW transfer of referral

ARA Approval

  • High Priority Case Conference Plan
  • MCMS Case Transfer Request, as needed
  • Transfer without complete documentation
  • Secondary assignment of sending CSW 
HELPFUL LINKS

Attachments

Case Transfer Guide: When and Where To Transfer (revised)

Medical Case Management Services (MCMS) Intake: Transfer Criteria and Transfer Procedures (revised)

MART Case Transfer Guide

Forms

CWS/CMS

Detention Report

Initial Case Plan

Case Plan Update

Investigation Narrative

Screener Narrative

LA Kids

AD 42R, Agency Adoption Program – Individual Case Report

DCFS 149/DCFS 149A, Medical Care Assessment Cover Letter/Medical Care Assessment

DCFS 416, Individual Health Care Plan (IHCP)

DCFS 1696, F-Rate & Regional Center (ARM) Rate Indicators

DCFS 1696(a), Specialized Care Increment (SCI) Indicators

DCFS 2221, Notification of Change of Worker

DCFS 4366, Children’s Services Case Transfer Check Sheet

DCFS 6079, Medical Training Confirmation

High Priority Case Transfer Plan

Hard Copy

JC2, Termination of Court Jurisdiction

REFERENCED POLICY GUIDES

0050-502.10, Child Protection Hotline (CPH)

0070-548.05, Emergency Response Referrals Alleging Abuse in Out-Of-Home Care Regarding Children Who are Under DCFS Supervision

0070-548.06, Emergency Response Referrals Alleging Abuse of Children Who Are Under DCFS Supervision and Residing in the Home of a Parent

0070-548.10, Investigation, Disposition and Closure of Emergency Response Referrals

0070-548.20, Taking Children into Temporary Custody

0070-548.26, Child and Adolescent Needs and Strengths (CANS) Assessment

0070-560.05, Joint Response Referral: Consulting with PHN

0080-502.10, Case Plans

0080-505.20, Health and Education Passport (HEP)

0080-507.20, Concurrent Planning and the Concurrent Planning Assessment (CPA)

0100-510.46, Out-Of-County Placements

0100-510.60, Placement Considerations for Children

0100-535.25, Extended Foster Care (EFC) Program

0100-535.65, Extended Foster Care: Re-Entry of Non-Minor Former Dependents

0300-503.20, Writing the WIC 366.26 Hearing Report

0300-503.55, Protective Custody Warrants

0400-503.10, Contact Requirements and Exceptions

0600-505.10, Placing Children with Special Health Care Needs

0600-505.12, Identifying and Documenting a Client’s Disability and Need for Special Services

0900-522.00, Level of Care (LOC) and Specialized Care Increment (SCI) Rate Determinations / Re-determinations

0900-522.11, Specialized Care Increment (SCI) – F-Rate

1200-500.90, Model Case Format (MCF)

STATUTES AND OTHER MANDATES

Health and Safety Code (HSC) Section 1501.1 – States, in pertinent part, that when placing children in out-of-home care, particular attention should be given to the individual child’s needs, the ability of the facility to meet those needs, the needs of other children in the facility, the licensing requirements of the facility as determined by the licensing agency, and the impact of the placement on the family reunification plan.

Welfare and Institutions Code (WIC) Section 17710 – Defines a child with special health care needs and an individualized health care plan team. It includes a list of medical conditions covered, and a description of in-home health care to be provided to that child by the foster family/caregiver(s).

WIC Section 17730-17738 – Summarizes the plan county welfare departments must establish for specialized foster care homes for children with special health care needs.